Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lynn Cavanaugh is a financial advisor with over 23 years of experience in the financial services industry. Amy is currently registered with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2011. Previously, Amy worked with LPL Financial LLC, Broker Dealer Financial Services Corp., American Express Financial Advisors Inc. and IDS Life Insurance Company. Amy holds Series 66, Series 24 and Series 7 licenses as well as the SIE license. Amy is a registered representative in Arizona, Georgia, Illinois and Iowa. In addition to being a financial advisor, Amy serves as a board member for the Paul B Sharar Foundation at Clinton Community College. Amy can help you with financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
03/01/2011 - Present
Cambridge Investment Research Advisors, Inc. (Clinton IA)
IA
03/25/2003 - 03/14/2011
LPL FINANCIAL LLC (CLINTON IA)
IA
09/20/1999 - 03/20/2003
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
MN
02/17/1999 - 07/12/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/17/1999 - 07/12/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/04/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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