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Amy Louise Noel

CWM, LLC

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About Amy Louise Noel

Amy Noel is a financial advisor with CWM, LLC. Amy has been in the industry since 1996 and has worked for several firms, including LPL Financial LLC and Cetera Advisor Networks LLC. Amy is registered with the state of Colorado and Texas. Amy is a Certified Financial Planner and specializes in financial planning, portfolio management for individuals, and selection of other advisors. Amy has been a successful advisor for many years, helping clients achieve their financial goals.

Firm Information

Amy Noel is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Amy Noel’s Registration & Firm History

NE

09/20/2022 - Present

CWM, LLC (OMAHA NE)

CO

09/20/2022 - 12/31/2023

CETERA ADVISOR NETWORKS LLC (BOULDER CO)

CO

01/01/1996 - 09/23/2022

LPL FINANCIAL LLC (BOULDER CO)

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Licenses & Designations

IA

Issued 05/07/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/22/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 12/21/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Amy Louise Noel.
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