Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Mathis is a financial advisor with over 20 years of experience in the financial services industry. Amy has worked with various firms throughout her career, including Wells Fargo Clearing Services, LLC, T. Rowe Price Investment Services, Inc., and Calvert Investment Distributors, Inc. Amy currently works as a financial advisor at Osaic Wealth, Inc. Amy holds Series 7, 10, 26, 63, and 65 licenses, as well as the SIE. Amy is a dedicated financial advisor who is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/24/2025 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
PA
05/01/2019 - 10/01/2019
WELLS FARGO CLEARING SERVICES, LLC (DOYLESTOWN PA)
MD
12/11/2017 - 01/18/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MD
11/19/2012 - 12/01/2015
CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)
PA
01/18/2011 - 03/15/2012
ADVISORS ASSET MANAGEMENT, INC. (CONSHOHOCKEN PA)
PA
02/06/2007 - 12/31/2010
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
04/13/1999 - 01/19/2007
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
11/21/1995 - 12/09/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
11/29/1994 - 11/03/1995
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
NA
10/11/1993 - 12/14/1994
BALTIMORE BANCORP INVESTMENT SERVICES, INC.
IA
Issued 12/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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