Unclaimed
Amy Ellen Hrichak is a financial advisor with Mml Investors Services, LLC. She has been in the financial services industry since 1988 and is registered with FINRA and the state of New York. Amy has held previous positions with AXA Advisors, LLC and MONY Securities Corporation. She has a wide range of experience in the financial services industry, including investment advisory, securities brokerage, and insurance. Amy holds several professional designations, including the Series 7, Series 6, Series 63, Series 66, Series 24, and Series 53 licenses. Amy is a dedicated professional committed to providing her clients with personalized financial advice and guidance.
ROCHESTER, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (ROCHESTER NY)
NY
06/01/2005 - 11/04/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/08/1988 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
07/08/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BOTH
Issued 4/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/5/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/28/2010
Series 24 - General Securities Principal Examination
BC
Issued 5/4/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 7/7/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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