Unclaimed
Amy Liu is a Registered Representative of Neuberger Berman BD LLC, a firm with over 820 Investment Adviser Representatives and 1060 Registered Representatives, and an Investment Adviser Representative. Amy has been in the industry since 2013. Amy is a graduate of [insert school]. Amy is a member of [insert association]. Amy has offices in New York, NY. Amy is registered in New York. Amy is a specialist in [insert specializations]. Amy holds the following licenses and certifications: Series 7, Series 66, and SIE. Amy is a licensed and experienced professional, and is committed to providing her clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/19/2023 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 07/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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