Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy West is a financial professional with over 15 years of experience in the financial services industry. She is currently registered with TD Securities (usa) LLC, and previously worked at HSBC Securities (USA) Inc., RBS Securities Inc., and RBS Securities Corporation. Amy holds Series 7, 24, 63, 79TO, and SIE licenses, and has expertise in investment banking. Amy is dedicated to providing her clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/23/2013 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
09/22/2010 - 06/14/2013
HSBC SECURITIES (USA) INC. (NEW YORK NY)
CT
12/12/2008 - 09/07/2010
RBS SECURITIES INC. (STAMFORD CT)
NY
10/04/2007 - 12/12/2008
RBS SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 12/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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