Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Mullvain is a registered representative with Valic Financial Advisors, Inc. Amy has over 23 years of experience in the financial services industry. Amy has a Series 7, Series 63, Series 65, Series 24 and Series 51 licenses. Amy is registered to offer securities and investment advisory services in 30 states. Amy is also licensed to offer non-securities insurance products. Amy's firm, Valic Financial Advisors, Inc. offers financial planning, investment advisory services and other financial services. Amy is based in Knoxville, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
05/22/2023 - Present
Valic Financial Advisors, Inc. (BIRMINGHAM AL)
GA
09/08/2021 - 05/18/2023
LPL FINANCIAL LLC (GAINESVILLE GA)
GA
08/31/2005 - 01/27/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (ATLANTA GA)
NY
10/23/2000 - 12/01/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
08/14/2000 - 11/06/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/22/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BC
Issued 09/16/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2023
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/28/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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