Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Temple has been in the financial services industry since 1982. Currently, Amy is registered with UBS Financial Services Inc. in New York, and has been with the firm since November 2013. Amy specializes in a variety of investment services including but not limited to portfolio management for individuals and businesses, pension consulting, financial planning, security ratings and educational seminars. Amy has previously been registered with PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Prudential Securities Incorporated, William M. Cadden & Co., Inc., Bevill, Bresler & Schulman Incorporated, Shearson Lehman/American Express Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (New York NY)
NJ
01/28/1995 - 04/24/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/02/1991 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/23/1986 - 06/17/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/23/1985 - 11/11/1985
WILLIAM M. CADDEN & CO., INC.
NA
10/23/1984 - 04/10/1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
NA
08/16/1982 - 10/26/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
NA
07/20/1981 - 08/13/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/16/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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