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Amy Leanne Dowell

Charles Schwab & CO., Inc.

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About Amy Leanne Dowell

Amy Dowell is a financial advisor currently registered with Charles Schwab & Co., Inc. in Southlake, Texas. Amy has been in the financial services industry since July 2006. Prior to joining Charles Schwab & Co., Inc., Amy Dowell worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC of America Investment Services, Inc. Amy Dowell holds Series 6, 7, 63, and 65 licenses. Amy Dowell's expertise includes Financial Planning and Selection of Other Advisers.

Firm Information

Amy Dowell is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Amy Dowell’s Registration & Firm History

TX

06/15/2015 - Present

Charles Schwab & CO., Inc. (Southlake TX)

TX

11/15/2010 - 03/04/2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ARLINGTON TX)

TX

09/10/2004 - 04/28/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (COLLEYVILLE TX)

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Licenses & Designations

IA

Issued 12/17/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/09/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Amy Leanne Dowell.
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