Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Smith is a financial professional with over 15 years of experience in the financial services industry. Amy is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2016. Prior to that, Amy was also registered with Fidelity Investments Institutional Services Company, Inc. Amy is licensed to provide investment advice and securities brokerage services to clients in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/01/2016 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
01/01/2008 - 12/02/2011
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/18/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 07/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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