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Amy Landon

UBS Securities LLC

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About Amy Landon

Amy Landon is a financial advisor with UBS Securities LLC. Amy has been in the securities industry since 1995. Amy is registered with FINRA and the state of Massachusetts, and is licensed to sell securities in several states. Amy has experience with investments, financial planning, and retirement planning. Prior to joining UBS Securities LLC, Amy was employed by CREDIT SUISSE SECURITIES (USA) LLC, SALOMON SMITH BARNEY INC. and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.

Firm Information

Amy Landon is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Landon’s Registration & Firm History

MA

09/29/2023 - Present

UBS Securities LLC (BOSTON MA)

MA

05/21/1999 - 09/29/2023

CREDIT SUISSE SECURITIES (USA) LLC (Boston MA)

NY

10/10/1996 - 04/28/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NJ

08/31/1995 - 08/15/1996

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/03/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Amy Landon.
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