linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Amy Lacey

Empower Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Amy? Claim Your Profile

About Amy Lacey

Amy Lacey is a financial advisor with Empower Financial Services, Inc., located in Milwaukee, WI. Amy has over 23 years of experience in the financial services industry. Amy holds Series 6, 7, 63, and 65 licenses. Amy has previously worked with Transamerica Investors Securities Corporation, OneAmerica Securities, Inc., Voya Financial Partners, LLC, MML Distributors, LLC, MML Investors Services, LLC, Diversified Investors Securities Corp., and Scudder Investor Services, Inc.

Firm Information

Amy Lacey is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Amy Lacey’s Registration & Firm History

WI

05/12/2022 - Present

Empower Financial Services, Inc. (Milwaukee WI)

NY

03/05/2019 - 05/06/2022

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

IN

02/18/2016 - 02/26/2019

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

CT

06/08/2015 - 01/06/2016

VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)

MA

05/01/2014 - 05/22/2015

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

MA

03/31/2008 - 05/01/2014

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

IL

09/26/2007 - 03/06/2008

DIVERSIFIED INVESTORS SECURITIES CORP. (CHICAGO IL)

IN

04/13/2004 - 08/14/2007

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

NY

05/20/1996 - 10/13/2000

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

IL

05/24/1994 - 02/05/1996

D.J. MOSIER & ASSOCIATES, INC. (CHICAGO IL)

Not sure if Amy Lacey is right for you?

Licenses & Designations

BC

Issued 04/21/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/16/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/2009

Series 7 - General Securities Representative Examination

BC

Issued 04/12/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Lacey.
Not sure if Amy Lacey is right for you?