Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Walker is a financial advisor with Wells Fargo Clearing Services, LLC. Amy has been in the financial services industry since 2006. Amy holds licenses in multiple states, including Georgia, Texas, and others. Amy is a licensed investment advisor representative. Amy has also previously worked with firms like Avantax Investment Services, Inc., Sagepoint Financial, Inc., and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
04/28/2022 - Present
Wells Fargo Clearing Services, LLC (ACWORTH GA)
TX
11/06/2020 - 04/12/2022
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
GA
10/20/2017 - 07/09/2020
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
GA
02/22/2017 - 10/06/2017
SAGEPOINT FINANCIAL, INC. (MARIETTA GA)
GA
08/09/2016 - 02/16/2017
AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)
IN
10/17/2006 - 07/21/2016
J.J.B. HILLIARD, W.L. LYONS, LLC (EVANSVILLE IN)
IA
Issued 03/24/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amy Walker is the right advisor for you? Invested Better is here to help.
