Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Obert is a financial professional who has been in the industry for over 20 years. Amy currently works for Schwab Wealth Advisory, Inc. as an Investment Advisor Representative. She also has experience at Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Amy is registered in multiple states and holds a number of industry licenses and certifications, including the Series 66, Series 63, Series 24, Series 9, Series 10, SIE, and Series 7. She is registered as an investment advisor representative in Colorado, which allows her to provide investment advice to clients. Amy is committed to providing her clients with personalized financial advice that is tailored to their specific needs and goals. She works with a variety of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
06/20/2022 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
NE
07/27/2021 - 07/26/2022
TD AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 02/26/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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