Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Marker is a registered representative with Ausdal Financial Partners, Inc., with over 25 years of experience in the financial services industry. Amy has held various roles at several firms, including Edward Jones, Northern Trust Securities, Inc., and PMA Securities, Inc., demonstrating her commitment to serving clients. Amy’s expertise spans a range of financial services, including investment management for individuals and businesses, financial planning, and selection of other advisors. Amy is committed to providing comprehensive and personalized financial solutions to her clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
01/31/2023 - Present
Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)
MO
10/17/2022 - 01/24/2023
EDWARD JONES (ST. LOUIS MO)
IL
04/28/2022 - 07/19/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
10/12/2016 - 04/29/2022
AUSDAL FINANCIAL PARTNERS, INC. (DOWNERS GROVE IL)
IL
10/02/2014 - 09/21/2016
PMA SECURITIES, INC. (NAPERVILLE IL)
IL
05/07/2014 - 10/01/2014
KOVITZ SECURITIES, LLC (CHICAGO IL)
AZ
06/15/2009 - 03/28/2014
BROOKLIGHT PLACE SECURITIES, INC. (FOUNTAIN HILLS AZ)
IL
06/04/2007 - 03/23/2009
FIDELITY BROKERAGE SERVICES LLC (SCHAUMBURG IL)
IL
12/13/1994 - 04/26/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (OAK BROOK IL)
BOTH
Issued 05/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/04/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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