Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Koch is a financial advisor with over 14 years of experience in the financial services industry. Amy has a wide range of experience in both the broker-dealer and investment advisory industries. Amy currently works at Duncan Williams Asset Management, LLC, where she provides financial planning and investment management services to individuals, families, and businesses. Previously, Amy worked for B. Riley Wealth Management and John Hancock Distributors LLC. Amy holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Amy is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
06/14/2024 - Present
Duncan Williams Asset Management, LLC (MEMPHIS TN)
TN
04/17/2014 - 06/20/2024
B. RILEY WEALTH MANAGEMENT (Memphis TN)
MA
01/26/2010 - 04/21/2014
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
IA
Issued 05/16/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2012
Series 7 - General Securities Representative Examination
BC
Issued 01/25/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Amy Koch is the right advisor for you? Invested Better is here to help.
