Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Rhodes has been in the financial services industry since 1998 and holds a Series 7, 7TO, 24, 63, and SIE license. Amy currently works at Athene Securities, LLC, where she has been employed since April 2024. Prior to joining Athene Securities, LLC, Amy worked at several firms including ALLSTATE FINANCIAL SERVICES, LLC, TRANSAMERICA CAPITAL, INC., METLIFE INVESTORS DISTRIBUTION COMPANY, MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC., TOUCHSTONE SECURITIES, INC., PROEQUITIES, INC., and BOATMEN'S INVESTMENT SERVICES, INC. Amy has a strong background in financial planning and investment management, and is passionate about helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/22/2024 - Present
Athene Securities, LLC (WEST DES MOINES IA)
AL
03/11/2024 - 04/01/2024
ALLSTATE FINANCIAL SERVICES, LLC (Phenix City AL)
CO
08/22/2013 - 09/29/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
12/11/2004 - 06/15/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
04/06/2004 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MA
03/16/2000 - 03/25/2004
MFS/SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
OH
05/02/1997 - 06/07/2000
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
AL
08/18/1998 - 01/12/2000
PROEQUITIES, INC. (BIRMINGHAM AL)
MO
12/21/1994 - 03/06/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
TX
05/11/1994 - 11/07/1994
VAN KAMPEN MERRITT INC. (HOUSTON TX)
MO
05/28/1993 - 03/25/1994
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
BC
Issued 03/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/11/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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