Unclaimed
Amy Katherine Hammerly is a registered representative with Raymond James & Associates, Inc. Amy has been in the industry since 1998 and has held previous positions with RAYMOND JAMES FINANCIAL SERVICES, INC., Raymond James & Associates, Inc., ADP BROKER-DEALER, INC., and T. ROWE PRICE INVESTMENT SERVICES, INC.. Amy is licensed in Florida and holds several securities licenses, including Series 6, 7, 24, 26, 63, and 66. Amy specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/10/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
01/02/2009 - 12/31/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
10/07/2008 - 12/31/2008
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/29/2004 - 10/16/2007
ADP BROKER-DEALER, INC. (JASKSONVILLE FL)
MD
04/02/1997 - 11/18/2004
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 02/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 12/20/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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