Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy K. Symes is a financial professional with over 8 years of experience in the financial services industry. Amy is currently registered with Empower Financial Services, Inc. and previously worked with MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, LLC, and HARTFORD SECURITIES DISTRIBUTION COMPANY, INC.. Amy holds the Series 6, Series 26, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
01/04/2021 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
MA
05/01/2014 - 01/04/2021
MML DISTRIBUTORS, LLC (Weymouth MA)
MA
09/10/2013 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
12/06/2012 - 12/31/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
BC
Issued 09/18/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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