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Amy K Huey

THE O.n. Equity Sales Co.

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About Amy K Huey

Amy Huey is a registered representative with The O.n. Equity Sales Co. Amy is a Series 99 and SIE licensed professional. Amy's professional experience includes previous employment with FIRST REPUBLIC SECURITIES COMPANY, LLC. Amy has been in the securities industry since 2015. The O.n. Equity Sales Co. is based in SAN FRANCISCO, CA.

Firm Information

Amy Huey is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Huey’s Registration & Firm History

CA

07/22/2016 - Present

THE O.n. Equity Sales Co. (SAN FRANCISCO CA)

CA

09/11/2015 - 10/06/2015

FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy K Huey.
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