Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Whittington is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Omaha, Nebraska. Amy has been in the financial services industry since 2008 and is registered with the state of Nebraska and Texas. Amy has also held previous roles with NBC Securities, Inc., RBC Capital Markets, LLC, Pruco Securities, LLC, FBL Marketing Services, LLC, JHS Capital Advisors, LLC, Pacific Select Distributors, Inc., and Legent Clearing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NE
10/10/2022 - Present
Raymond James Financial Services Advisors, Inc. (Omaha NE)
NE
06/24/2020 - 06/22/2022
PRUCO SECURITIES, LLC. (OMAHA NE)
NE
05/24/2019 - 04/16/2020
FBL MARKETING SERVICES, LLC (Omaha NE)
TX
01/19/2018 - 03/06/2019
RBC CAPITAL MARKETS, LLC (HOUSTON TX)
AL
06/18/2015 - 04/06/2016
NBC SECURITIES, INC. (BIRMINGHAM AL)
FL
03/14/2011 - 06/15/2015
JHS CAPITAL ADVISORS, LLC (TAMPA FL)
NE
10/29/2008 - 03/01/2011
PACIFIC SELECT DISTRIBUTORS, INC. (OMAHA NE)
NE
10/13/2005 - 04/15/2008
LEGENT CLEARING (OMAHA NE)
BOTH
Issued 05/30/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/03/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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