Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Jo Lee is a financial professional with over 30 years of experience in the industry. Amy currently works at Guggenheim Funds Distributors, LLC, a firm that is dedicated to providing high-quality investment management services. Amy has held previous positions with Security Distributors, Inc. and SBL Planning, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
KS
05/01/2013 - Present
Guggenheim Funds Distributors, LLC (OVERLAND PARK KS)
KS
09/23/2008 - 03/03/2014
GUGGENHEIM DISTRIBUTORS, LLC (TOPEKA KS)
KS
04/15/1987 - 01/18/2013
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
NA
08/31/1987 - 09/09/1988
SBL PLANNING, INC.
BC
Issued 05/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 04/29/1987
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/13/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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