Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Kaufman is a registered investment advisor representative with Cetera Investment Advisers LLC. Amy has been in the financial services industry for over 17 years. Amy's experience includes roles at various firms, including Charles Schwab & Co., Inc., First Allied Securities, Inc., and Summit Brokerage Services, Inc. Amy holds Series 7 and Series 66 securities licenses and specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
05/26/2016 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
MN
05/27/2016 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)
AZ
05/31/2006 - 12/20/2007
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
11/08/2005 - 05/15/2006
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
NJ
11/01/2004 - 10/28/2005
CITISTREET EQUITIES LLC (SOMERSET NJ)
TX
06/15/1998 - 10/26/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
05/20/1997 - 04/21/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 11/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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