Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Wall is a financial advisor with over 20 years of experience in the industry. Amy is currently registered with Grove Point Investments, LLC and Cadaret, Grant & CO., Inc., and has also held previous registrations with LPL FINANCIAL LLC and NATIONAL PLANNING CORPORATION. Amy is a Series 7, 6, 63, 24, 79TO, 99TO and SIE licensed professional. Amy is registered in California and has experience with a variety of clients and financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
02/29/2024 - Present
Grove Point Investments, LLC (ROCKVILLE MD)
CA
10/08/2001 - 11/18/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
12/10/1999 - 02/10/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 01/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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