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Amy Jean Phelps

Raymond James Financial Services, Inc.

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About Amy Jean Phelps

Amy Phelps is a financial advisor registered in Colorado with Raymond James Financial Services, Inc. Amy has been in the industry since January 1, 2020. Amy holds the Series 7TO and SIE licenses.

Firm Information

Amy Phelps is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Phelps’s Registration & Firm History

CO

01/01/2020 - Present

Raymond James Financial Services, Inc. (Glendale CO)

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Licenses & Designations

BC

Issued 12/30/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Amy Jean Phelps. Review regulatory record here.
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