Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Jean Lee is a registered representative with Wells Fargo Clearing Services, LLC, a firm that has over $10 billion to $50 billion in assets under management. Amy is a financial professional with over 15 years of experience in the financial services industry. Amy is licensed in multiple states. Amy can provide a wide range of financial services, including investment consulting services, financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IA
01/03/2018 - Present
Wells Fargo Clearing Services, LLC (CEDAR RAPIDS IA)
IA
09/21/2011 - 10/22/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HIAWATHA IA)
IA
01/01/2008 - 09/07/2011
WELLS FARGO ADVISORS, LLC (CEDAR RAPIDS IA)
IA
11/06/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CEDAR RAPIDS IA)
BOTH
Issued 02/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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