Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Jane Murphy is a financial professional with over 23 years of experience in the financial services industry. Amy is currently registered with National Financial Services LLC in Covington, KY. Amy holds the Series 7, 9, 10, 63, SIE and 99TO licenses. Amy has previously held positions at Fidelity Brokerage Services LLC in Covington, KY and Charles Schwab & Co., Inc. in Indianapolis, IN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/09/2019 - Present
National Financial Services LLC (COVINGTON KY)
KY
04/08/2014 - 11/27/2018
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
IN
11/12/1999 - 03/31/2014
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
BC
Issued 09/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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