Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lim is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Amy has been in the securities industry since September 2013. Amy is licensed in Delaware, Florida, New Jersey, North Carolina, Pennsylvania, and Texas. Amy also holds Series 7, 9, 10, 66 and SIE licenses. Amy provides a range of services to clients including portfolio management for businesses and individuals. Amy is also a General Partner in Chinese Natural Herbs, LLC, an internet retailer of vitamins and herbal supplements.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CONSHOHOCKEN PA)
PA
09/26/2013 - 04/17/2015
WADDELL & REED (YARDLEY PA)
BOTH
Issued 11/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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