Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Carlson is a financial professional with over 20 years of experience in the industry. She is currently registered with Mariner Group Capital Markets, LLC and is located in New York, NY. Amy has a strong background in securities, having previously worked with Descap Securities, Inc. She holds the Series 7, Series 24 and Series 63 licenses. Amy is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/24/2010 - Present
Mariner Group Capital Markets, LLC (New York NY)
NY
11/17/2000 - 05/22/2006
DESCAP SECURITIES, INC. (NEW YORK NY)
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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