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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Galanti is a financial advisor at Cadaret, Grant & CO., Inc., with a focus on providing a range of services including financial planning, portfolio management, and pension consulting. Amy is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). She holds several industry certifications, including the Series 6, 7, 8, 9, 10, 24, 52, 53, 55, 57, 79, 99, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/13/2018 - Present
Cadaret, Grant & CO., Inc. (JERICHO NY)
NY
03/30/2000 - 04/07/2016
BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)
NY
05/23/1997 - 04/28/2000
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
03/07/1997 - 04/02/1997
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED (NEW YORK NY)
NY
06/16/1994 - 01/09/1997
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NA
06/05/1992 - 05/05/1994
J. GREGORY & COMPANY, INC.
CO
09/17/1990 - 11/23/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
NY
09/28/1989 - 06/14/1990
BEST INVESTORS GROUP, INC. (HAUPPAUGE NY)
FL
01/30/1987 - 10/24/1988
FIRST LONG ISLAND SECURITIES INC. (LAKE MARY FL)
BC
Issued 01/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/07/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/17/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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