Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Gail Legate is a financial advisor with LPL Financial LLC. Amy has been in the financial services industry since 2003 and is licensed to provide investment advice in several states. Amy has a broad range of experience in financial planning, portfolio management and investment consulting. She holds the Series 7, Series 66 and SIE licenses and is also a Certified Financial Planner. Amy is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/04/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
TX
01/11/2019 - 10/05/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Frisco TX)
TX
08/09/2013 - 01/22/2019
LPL FINANCIAL LLC (FRISCO TX)
TX
09/17/2012 - 07/09/2013
AUSDAL FINANCIAL PARTNERS, INC. (COPPELL TX)
TX
09/17/2003 - 09/26/2012
LPL FINANCIAL LLC (COPPELL TX)
BOTH
Issued 09/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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