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Amy Frances Loring

Wells Fargo Clearing Services, LLC

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About Amy Frances Loring

Amy Loring is a financial advisor with over 25 years of experience in the financial services industry. Amy has held positions at several firms, including Edward D. Jones & Co., L.P., Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE Securities LLC, Citigroup Global Markets Inc., Robert W. Baird & Co. Incorporated and D.A. Davidson & Co. Amy currently works at Wells Fargo Clearing Services, LLC, where she provides investment consulting services to institutional clients and manages portfolios for individuals and businesses. Amy holds Series 4, 7, 10, 24 and 63 licenses and the Series 65 license. Amy is registered in 25 states.

Firm Information

Amy Loring is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amy Loring’s Registration & Firm History

CA

01/08/2021 - Present

Wells Fargo Clearing Services, LLC (SACRAMENTO CA)

CA

05/21/2020 - 08/04/2020

D.A. DAVIDSON & CO. (ROSEVILLE CA)

CA

04/20/2009 - 06/18/2020

ROBERT W. BAIRD & CO. INCORPORATED (ROSEVILLE CA)

CA

02/09/2007 - 05/12/2009

CITIGROUP GLOBAL MARKETS INC. (SACRAMENTO CA)

CA

08/28/2003 - 10/13/2006

E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)

CA

09/03/2002 - 10/13/2006

E*TRADE CLEARING LLC (RANCHO CORDOVA CA)

NJ

03/10/1997 - 09/03/2002

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

05/23/1996 - 08/28/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MO

12/14/1995 - 03/13/1996

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 06/10/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/26/1999

Series 4 - Registered Options Principal Examination

BC

Issued 04/19/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Amy Frances Loring.
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