Unclaimed
Amy Fernicola Cox is a financial advisor who has been in the industry since 1999. She is currently registered with Maryland Financial Group, Inc. and has been with the firm since November 2006. Amy Cox is a licensed financial advisor who has provided investment advice to individuals, corporations, and other businesses. She specializes in financial planning and portfolio management. She is also registered with the Securities Industry and Financial Markets Association (FINRA) and the Securities and Exchange Commission (SEC). Amy Cox is also a registered investment advisor in several states including California, Florida, Maryland, Pennsylvania, South Carolina, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
04/06/2010 - Present
Maryland Financial Group, Inc. (ROCKVILLE MD)
MD
04/14/2004 - 04/02/2014
FSC SECURITIES CORPORATION (ROCKVILLE MD)
CO
01/01/2004 - 05/10/2004
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
GA
05/02/2003 - 01/01/2004
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NY
11/18/1999 - 04/22/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 06/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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