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Amy Farren Kaiser

Westpark Capital, Inc.

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About Amy Farren Kaiser

Amy Kaiser is a financial advisor with Westpark Capital, Inc. Amy has been in the securities industry since 2000 and holds Series 7, 7TO, 63, and SIE licenses. Amy has a strong background in portfolio management for individuals and provides financial planning services. Amy has been with Westpark Capital, Inc. since 2012.

Firm Information

Amy Kaiser is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amy Kaiser’s Registration & Firm History

CA

06/18/2024 - Present

Westpark Capital, Inc. (LOS ANGELES CA)

CA

09/11/2012 - 11/19/2013

WESTPARK CAPITAL, INC. (LOS ANGELES CA)

FL

05/01/2009 - 08/30/2010

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

FL

04/05/2005 - 05/17/2007

DAWSON JAMES SECURITIES, INC. (BOCA RATON FL)

FL

12/12/2000 - 04/15/2005

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

FL

11/20/2000 - 12/20/2000

STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)

FL

01/24/2000 - 11/20/2000

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 04/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2024

Series 27 - Financial and Operations Principal Examination

BC

Issued 08/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/26/2024

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Farren Kaiser.
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