Unclaimed
Amy Harris is a registered representative with Cetera Investment Services LLC. Amy has been in the securities industry since July 20, 2004 and is licensed to conduct business in Alabama. Amy holds the Series 63, Series 7, and SIE licenses. Amy is a representative of Cetera Investment Services LLC and offers securities and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
07/20/2004 - Present
Cetera Investment Services LLC (SELMA AL)
BC
Issued 04/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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