Unclaimed
Amy Odom is a financial professional with over 20 years of experience in the industry. Amy currently works at Realta Equities, Inc. Amy is licensed to sell securities in Delaware and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DE
03/13/2023 - Present
Realta Equities, Inc. (WILMINGTON DE)
CA
02/14/2022 - 01/04/2023
ASPIRATION FINANCIAL LLC (MARINA DEL REY CA)
FL
05/21/2019 - 03/08/2022
BOREAL CAPITAL SECURITIES LLC (MIAMI FL)
FL
10/04/2018 - 05/21/2019
KOVACK INTERNATIONAL SECURITIES INC (MIAMI FL)
FL
05/23/2018 - 05/14/2019
KOVACK SECURITIES INC. (FORT LAUDERDALE FL)
FL
12/12/2016 - 02/09/2018
EFG CAPITAL INTERNATIONAL (MIAMI FL)
GA
06/24/2015 - 12/07/2016
CCF INVESTMENTS, INC. (GREENSBORO GA)
FL
11/11/2014 - 03/12/2015
INTERTRADING SECURITIES (MIAMI FL)
FL
04/03/2007 - 11/06/2014
SCOTTRADE, INC. (PEMBROKE PINES FL)
TN
05/12/2006 - 11/13/2006
SUNTRUST INVESTMENT SERVICES, INC. (MEMPHIS TN)
IL
01/19/2005 - 08/01/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MN
12/16/2003 - 03/18/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/16/2003 - 03/18/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/21/2003 - 11/25/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
TX
06/16/1998 - 06/10/2003
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
NA
05/30/1996 - 06/09/1998
INTEGRATED FINANCIAL PLANNING SERVICES (HEIDELBERG )
BC
Issued 06/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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