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Amy Ellen Clayton

Trust Advisory Group Ltd.

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About Amy Ellen Clayton

Amy Clayton is a registered investment advisor representative with Trust Advisory Group Ltd. in Westport, CT. Amy has been in the industry since 1984 and has held registrations with several firms. Amy holds Series 63, Series 65, Series 7 and SIE licenses. Amy's firm provides financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisers.

Firm Information

Amy Clayton is currently registered with Trust Advisory Group Ltd.. Trust Advisory Group Ltd. is an investment advisor located in BIRMINGHAM, AL. The firm has 43 investment advisor representatives and manages $560,370,155 in regulatory assets under management. Trust Advisory Group Ltd. primarily provides financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. The firm serves individuals, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities.
Trust Advisory Group Ltd.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$560.37M

Assets Under Management

11

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amy Clayton’s Registration & Firm History

CT

02/10/2017 - Present

Trust Advisory Group Ltd. (Westport CT)

CT

04/24/2003 - 02/10/2017

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

NY

10/24/1994 - 04/08/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/13/1991 - 10/18/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

02/23/1984 - 05/17/1991

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/11/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/12/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Amy Ellen Clayton. Review regulatory record here.
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