Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Elizabeth West is an active investment advisor representative with UBS Financial Services Inc. Amy Elizabeth West has over 20 years of experience in the financial services industry. Amy Elizabeth West has held previous positions at TRUIST INVESTMENT SERVICES, INC. and BB&T SECURITIES, LLC. Amy Elizabeth West is registered with FINRA and holds the following licenses: Series 66, Series 24, Series 7TO, and SIE. Amy Elizabeth West has experience with the following specializations: Pension Consulting, Portfolio Management for Businesses, Portfolio Management for Individuals, Selection of Other Advisers, Financial Planning, Educational Seminars, and Publication of Periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/05/2022 - Present
UBS Financial Services Inc. (NAPLES FL)
FL
08/07/2019 - 07/19/2022
TRUIST INVESTMENT SERVICES, INC. (NAPLES FL)
VA
12/10/2019 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
BOTH
Issued 10/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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