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Amy Elizabeth Thomas

Vanguard Marketing Corp.

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About Amy Elizabeth Thomas

Amy Elizabeth Thomas is a financial advisor with Vanguard Marketing Corp. based in Malvern, PA. Amy has over 10 years of experience in the financial services industry. Amy has worked at several firms, including OSAIC WEALTH, INC., FSC SECURITIES CORPORATION, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and LINCOLN FINANCIAL ADVISORS CORPORATION. Amy holds Series 6, 7, 63, and 66 licenses. Amy is registered with the Financial Industry Regulatory Authority (FINRA) and holds securities licenses in 53 states and the District of Columbia.

Firm Information

Amy Thomas is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Thomas’s Registration & Firm History

PA

12/20/2023 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

11/03/2023 - 12/12/2023

OSAIC WEALTH, INC. (MALVERN PA)

PA

06/07/2022 - 11/03/2023

FSC SECURITIES CORPORATION (MALVERN PA)

PA

05/29/2020 - 06/07/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (KNG OF PRUSSIA PA)

PA

07/16/2013 - 05/20/2020

LINCOLN FINANCIAL ADVISORS CORPORATION (MEDIA PA)

PA

07/30/2012 - 08/29/2012

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

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Licenses & Designations

BOTH

Issued 05/12/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/05/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Elizabeth Thomas.
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