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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Roberts is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Amy has been in the industry since June 1999. She has worked for Ameriprise Financial Services, LLC, Ameriprise Advisor Services, Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated and Morgan Stanley DW Inc. Amy provides investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
04/20/2021 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
MD
10/05/2009 - 04/22/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Hunt Valley MD)
MD
02/27/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TIMONIUM MD)
MD
02/21/2006 - 03/23/2009
CITIGROUP GLOBAL MARKETS INC. (BEL AIR MD)
MD
01/24/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/30/1999 - 01/28/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/21/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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