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Amy Elizabeth Oleary

Capital Client Group, Inc.

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About Amy Elizabeth Oleary

Amy Elizabeth Oleary is a registered representative with Capital Client Group, Inc. Amy has been in the securities industry since 1996 and has a strong background in the industry. Amy holds the Series 6, Series 26, Series 51 and Series 63 licenses, as well as the SIE exam. Amy is registered with the state of Indiana and has been working with Capital Client Group, Inc. since 1998.

Firm Information

Amy Oleary is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Amy Oleary’s Registration & Firm History

IN

04/22/1998 - Present

Capital Client Group, Inc. (CARMEL IN)

OH

03/07/1994 - 05/09/1996

FLAGSHIP FUNDS INC. (DAYTON OH)

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Licenses & Designations

BC

Issued 04/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2008

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/20/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Elizabeth Oleary.
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