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Amy Elizabeth McHugh

Fidelity Brokerage Services LLC

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About Amy Elizabeth McHugh

Amy McHugh is a financial professional with over 20 years of experience in the financial services industry. Amy has held various roles at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Amy is registered with FINRA and holds the Series 6, 7, 9, 10, 26, and 63 securities licenses. Amy is currently employed at Fidelity Brokerage Services LLC in Covington, KY.

Firm Information

Amy McHugh is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy McHugh’s Registration & Firm History

KY

01/01/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

06/28/2002 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

RI

10/23/2001 - 06/28/2002

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

08/20/2001 - 10/23/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 09/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/22/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/05/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/17/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Amy Elizabeth McHugh.
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