Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Elizabeth Kaufmann is a financial professional with over 18 years of experience in the financial services industry. Amy holds a Series 7, Series 24, Series 55, Series 57TO, and Series 99TO license. Amy is currently registered with Earlybirdcapital, Inc. and has been with the firm since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2005 - Present
Earlybirdcapital, Inc. (MELVILLE NY)
NY
05/26/2005 - 07/11/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/05/2005 - 07/11/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
03/29/2004 - 04/29/2005
PALI CAPITAL, INC. (NEW YORK NY)
BC
Issued 04/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Amy Kaufmann is the right advisor for you? Invested Better is here to help.
