Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Elizabeth Hauke is a registered representative with RBC Capital Markets, LLC. Amy has been working in the financial services industry since 2009. Previously, Amy worked for Ares Wealth Management Solutions, LLC, BMO Harris Financial Advisors, Inc., Aon Securities Inc., and Ennis Knupp Secondary Market Services, LLC. Amy holds the Series 7, Series 7TO, Series 63, and Series 39 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
04/20/2023 - Present
RBC Capital Markets, LLC (CHICAGO IL)
CO
04/01/2022 - 07/14/2022
ARES WEALTH MANAGEMENT SOLUTIONS, LLC (DENVER CO)
IL
03/08/2019 - 10/22/2020
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
06/23/2017 - 08/21/2017
AON SECURITIES INC. (CHICAGO IL)
IL
10/27/2009 - 07/15/2015
ENNIS KNUPP SECONDARY MARKET SERVICES, LLC (CHICAGO IL)
BC
Issued 03/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2010
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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