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Amy Elizabeth Ericksen

Cambridge Investment Research, Inc.

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About Amy Elizabeth Ericksen

Amy Ericksen is a financial advisor in New Richmond, WI. Amy has been a registered representative since June 2019 and has a Series 7TO and SIE license. Amy is registered with Cambridge Investment Research, Inc. and has been with the firm since June 2019. The firm has a branch office in New Richmond, WI.

Firm Information

Amy Ericksen is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Ericksen’s Registration & Firm History

WI

06/07/2019 - Present

Cambridge Investment Research, Inc. (New Richmond WI)

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Licenses & Designations

BC

Issued 06/07/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Amy Elizabeth Ericksen. Review regulatory record here.
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