Unclaimed
Amy Emanuel has been working in the financial services industry since January 12, 1993. Amy is currently registered with Seaport Global Securities LLC. Amy holds Series 3, 7, and 63 licenses. Amy has a diverse background in the financial services industry with previous roles at Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, U.S. Bancorp Investments, Inc., Libra Investments, Inc., UBS Securities LLC and Salomon Brothers Inc.. Amy is registered in all 50 states as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2023 - Present
Seaport Global Securities LLC (MONTAUK NY)
NY
11/03/2000 - 03/14/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/12/1999 - 12/31/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MN
01/04/1999 - 05/28/1999
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NA
06/12/1998 - 01/04/1999
LIBRA INVESTMENTS, INC.
NY
07/25/1996 - 06/04/1998
UBS SECURITIES LLC (NEW YORK NY)
NY
11/04/1992 - 07/26/1996
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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