Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Elias is a registered representative with Citigroup Global Markets Inc. Amy has been in the financial industry for over 20 years. Amy has passed the Series 66, Series 7, and SIE exams. Amy is also registered with the state of Connecticut as a registered investment advisor. Amy has experience working with clients including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, state or municipal government entities. Amy provides a variety of services to her clients, including financial planning, portfolio management, and asset allocation advice. Amy has previously worked with E*TRADE SECURITIES LLC, TD AMERITRADE, INC., CAL FED INVESTMENTS, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/02/2012 - Present
Citigroup Global Markets Inc. (Darien CT)
NJ
02/08/2007 - 05/01/2012
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
01/16/2003 - 12/04/2006
TD AMERITRADE, INC. (NEW YORK NY)
CA
12/07/2001 - 11/27/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
MN
08/03/2001 - 10/23/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/03/2001 - 10/23/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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