Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Elizabeth Alward is a financial advisor who is registered with Fidelity Brokerage Services LLC. Amy has been in the industry since December 16, 2011. Amy holds the Series 6, Series 7, and Series 63 licenses and the SIE exam. Amy is registered with the Securities and Exchange Commission (SEC) and with the state of Texas. Amy is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/01/2012 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
07/21/2008 - 03/05/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 08/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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