Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lopez is a financial advisor with J.P. Morgan Securities LLC, a firm that manages over $249 billion in assets. Amy has been in the industry since 2003 and holds Series 7, 9, 10, 63, and 66 licenses. Amy has worked for several reputable financial institutions, including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Ameriprise Financial Services, Inc. Amy is a Certified Financial Planner and is registered in many states. Amy specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
10/01/2012 - Present
J.p. Morgan Securities LLC (PLANTATION FL)
FL
04/26/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PLANTATION FL)
FL
04/05/2011 - 03/12/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AVENTURA FL)
FL
08/21/2006 - 07/10/2008
UBS FINANCIAL SERVICES INC. (AVENTURA FL)
FL
09/15/2003 - 08/10/2006
AMERIPRISE FINANCIAL SERVICES, INC. (PLANTATION FL)
MN
09/15/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amy Lopez is the right advisor for you? Invested Better is here to help.
