Unclaimed
Amy Hernandez saffley is a financial advisor at Foreside Fund Services, LLC, a firm based in New York. Amy has been working in the industry since 2011 and is registered with FINRA. Amy holds a Series 7, Series 24, and Series 63 license, as well as the SIE exam. Before joining Foreside Fund Services, LLC, Amy was employed by GWM GROUP, INC. in Greenwich, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/13/2021 - Present
Foreside Fund Services, LLC (New York NY)
CT
10/10/2011 - 12/24/2019
GWM GROUP, INC. (Greenwich CT)
BC
Issued 12/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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