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Amy E Hernandez saffley

Foreside Fund Services, LLC

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About Amy E Hernandez saffley

Amy Hernandez saffley is a financial advisor at Foreside Fund Services, LLC, a firm based in New York. Amy has been working in the industry since 2011 and is registered with FINRA. Amy holds a Series 7, Series 24, and Series 63 license, as well as the SIE exam. Before joining Foreside Fund Services, LLC, Amy was employed by GWM GROUP, INC. in Greenwich, CT.

Firm Information

Amy Hernandez saffley is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Hernandez saffley’s Registration & Firm History

NY

01/13/2021 - Present

Foreside Fund Services, LLC (New York NY)

CT

10/10/2011 - 12/24/2019

GWM GROUP, INC. (Greenwich CT)

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Licenses & Designations

BC

Issued 12/12/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy E Hernandez saffley.
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